LIPPER & COMPANY

Class [36]
Insurance & Financial Services

Investment services and banking services; investment advisory, investment supervisory and investment management services relating to investment funds, large, medium and small capitalization equity securities, fixed income securities, including investment grade corporate securities, high yield corporate bonds, distressed debt securities, convertible securities, hedged convertible securities and merger arbitrage, namely, securities which arethe subject of atender offer, merger, exchange offer, friendly or contested acquisition, "Dutch" auction, sale of assets, stock repurchase, corporate reorganization, liquidation or similar transactions; securities lending; fund investment services; financial advisory and management services, namely, buying,selling, maintenance and management of funds and investments for others; private placement of securities; underwriting mutual fund shares; investment banking and corporate finance; advisory and consultancy services relating to all the aforementioned.