FINRA
printed matter, namely manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and Read More
Classification Information
Class [16]
Paper Goods and Printed Material
Printed matter, namely manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads; pens.
Class [35]
Advertising, Business & Retail Services
Consulting services for others, namely evaluating securities market risks and providing risk management recommendations; providing analysis of securities market regulations, management, and operations; providing advice regarding the structure and regulation of securities markets; providing advice regarding the use of technology to enforce securities market regulations and rules; providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely registration of member firms and their employees, investment advisors and individuals and entities within the mortgage industry; arranging of subscriptions for the publications of others; promoting the services of others, namely advertising and marketing a series of discounted insurance, fiduciary bond, mail delivery and telecommunications services to members; on-line retail stores and mail-order catalog services featuring booklets, manuals, audio and video tapes and compact discs dealing with the securities and investment industry, and featuring clothing, scarves, hats, bags, office supplies and accessories, watches, paper goods and calendars, umbrellas, and coffee mugs; association services, namely promoting the interests of securities and investment industry professionals; business services for others, namely provision of employment and disciplinary information regarding professionals in the securities and investment advisor industries through an online database; provision for others of information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors through an online computer database; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and e-mail inquiries.
Class [36]
Insurance & Financial Services
Financial consulting services for others, namely providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; provision of information in the field of securities and equities trading related to corporate bond transactions, securities regulation, financial investments, namely securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities through an online computer database; provision of information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades through an online computer database.
Class [41]
Education and Entertainment Services
Educational services, namely conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals.
