on 7 May 2013
Last Applicant/ Owned by
Latam Financial Services Limited
Level 33, 25 Canada Square, Canary Wharf
London, , E14 5LQ
Serial Number
UK00003005007 filed on 7th May 2013
Registration Number
UK00003005007 registered on
16th Aug 2013
Advising on investments; Agreeing to carry on regulated financial activity; Arranging (bringing about) deals in investments; Arranging safeguarding and administration of assets; Dealing in investments as agent; Dealing in investments as Matched Principal Broker; Making arrangements with a view to transactions in investments; on the following investment instruments (except on Pension Transfers and Pension Opt Outs): Certificates representing certain security, Commodity Future Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and a rolling spot forex contract), Debenture; Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Limitation: Rights to or interest in (both); Establishing, managing, administering, and marketing of investment funds; Providing with services in Corporate Finance: Underwriting, Valuation, Mergers and Acquisitions, Debt Structuring; Providing with payment services: Credit/Debit Card issuing, margin loans.
UK00003005007
Word
Individual